Mathematical Sciences Research Institute, Berkeley, CA, USA
March 16, 2012
An almost complex structure \(\mathfrak{J}\) on a \(4\)-manifold \(X\) may be described in terms of a rank \(2\) vector bundle \(\Lambda_{\mathfrak{J}} \subset \Lambda^2TX^*.\) We call a pair of line subbundles \(L_1,L_2\) of \(\Lambda^2TX^*\) a splitting of \(\mathfrak{J}\) if \(\Lambda_{\mathfrak{J}}=L_1\oplus L_2.\) A hypersurface \(M \subset X\) satisfying a nondegeneracy condition inherits a CR-structure from \(\mathfrak{J}\) and a path geometry from the splitting \((L_1,L_2).\) Using the Cartan-Kähler theorem we show that locally every real analytic path geometry is induced by an embedding into \(\mathbb{C}^2\) equipped with the splitting generated by the real and imaginary part of \(\mathrm{d} z^1\wedge \mathrm{d} z^2.\) As a corollary we obtain the well-known fact that every \(3\)-dimensional nondegenerate real analytic CR-structure is locally induced by an embedding into \(\mathbb{C}^2.\)
Motivated by the well-known fact (see for instance [6]) that an almost complex structure \(\mathfrak{J}\) on a \(4\)-manifold \(X\) admits a description in terms of a rank \(2\) vector bundle \(\Lambda_\mathfrak{J}\subset \Lambda^2TX^*\), we introduce the notion of a splitting of an almost complex structure: A pair of line subbundles \(L_1,L_2\) of \(\Lambda^2TX^*\) is called a splitting of \(\mathfrak{J}\) if \(\Lambda_{\mathfrak{J}}=L_1\oplus L_2.\) A hypersurface \(M \subset X\) satisfying a nondegeneracy condition inherits a CR-structure from \(\mathfrak{J}\) and a path geometry from the splitting \((L_1,L_2).\) The purpose of this Note is to show that locally every real analytic path geometry is induced by an embedding into \(\mathbb{R}^4\simeq\mathbb{C}^2\) equipped with the splitting generated by the real and imaginary part of \(\mathrm{d}z^1\wedge \mathrm{d}z^2.\) This will be done using the Cartan-Kähler theorem. As a corollary we obtain the well-known fact that every \(3\)-dimensional nondegenerate real analytic CR-structure is locally induced by an embedding into \(\mathbb{C}^2.\) It follows with Nirenberg’s example of a smooth non-embeddable \(3\)-dimensional CR-manifold that the real analyticity in our main statement is necessary.
The notation and terminology for the Cartan-Kähler theorem and exterior differential systems are chosen to be consistent with [2, 7]. Moreover we adhere to the convention of summing over repeated indices.
Research for this article was carried out while the author was supported by Schweizerischer Nationalfonds SNF via the postdoctoral fellowship PBFRP2-133545 and by the Mathematical Sciences Research Institute, Berkeley.
Throughout this section, let \(V\) denote an oriented \(4\)-dimensional real vector space. Fix a volume form \(\varepsilon \in \Lambda^{4}V^*\) which induces the given orientation. Given two \(2\)-forms \(\omega,\phi \in \Lambda^{2}V^*\), we may write \(\omega\wedge\phi=\langle \omega,\phi \rangle \varepsilon\) for some unique real number \(\langle \omega,\phi \rangle.\) Clearly the map \((\omega,\phi) \mapsto \langle \omega,\phi\rangle\) defines a symmetric bilinear form on the \(6\)-dimensional real vector space \(\Lambda^{2}V^*\) which is easily seen to be nondegenerate and of signature \((3,3).\) Replacing \(\varepsilon\) with another orientation compatible volume form gives a bilinear form which is a positive multiple of \(\langle\cdot\,,\cdot\rangle.\) Consequently, the wedge product may be thought of as a conformal structure of split signature on \(\Lambda^2V^*.\)
Definition 2.1. A pair of \(2\)-forms \(\omega,\phi \in \Lambda^2V^*\) is called elliptic if \[\langle \omega,\omega \rangle\langle \phi,\phi \rangle>\langle \omega,\phi \rangle^2.\]
It is a natural problem to classify the pairs of elliptic \(2\)-forms on \(V.\) This is a special case of a more general problem: Let \(\omega \in \Lambda^2V^*\) be a symplectic \(2\)-form whose stabiliser subgroup will be denoted by \(\mathrm{Sp}(\omega) \subset \mathrm{GL}(V).\) The natural representation of \(\mathrm{Sp}(\omega)\) on \(\Lambda^2V^*\) decomposes as \(\Lambda^2V^*=\left\{\omega\right\} \oplus \omega^{\perp}\) where both summands are irreducible \(\mathrm{Sp}(\omega)\)-modules. Here \(\omega^{\perp}\) is the \(5\)-dimensional linear subspace of \(\Lambda^2V^*\) consisting of \(2\)-forms orthogonal to \(\omega.\) One can ask to classify the orbits of \(\mathrm{Sp}(\omega)\) on \(\omega^{\perp}.\) This has been carried out in [8] and in the elliptic case one obtains:
Lemma 2.2. Let \(\omega,\phi \in \Lambda^2V^*\) be a pair of elliptic orthogonal \(2\)-forms, then there exists a positive real number \(\kappa\) and a basis \(e^i\) of \(V^*\) such that \[\omega=e^1\wedge e^3-e^2 \wedge e^4, \quad \phi=\kappa\left(e^1\wedge e^4+e^2\wedge e^3\right).\]
The constant \(\kappa\) is an \(\mathrm{Sp}(\omega)\)-invariant and thus parametrises the set of elliptic \(\mathrm{Sp}(\omega)\)-orbits. Ellipticity will be useful because of the following:
Lemma 2.3. Let \(W\) be \(3\)-dimensional real vector space. Then the pullback of an elliptic pair of \(2\)-forms \(\omega,\phi \in \Lambda^2V^*\) with any injective linear map \(A : W \to V\) gives two linearly independent \(2\)-forms on \(W.\)
Proof. The ellipticity condition is equivalent to every nonzero linear combination of \((\omega,\phi)\) being symplectic. Suppose \((\omega,\phi)\) is an elliptic pair of \(2\)-forms. Then for every choice of real numbers \((\lambda_1,\lambda_2)\neq 0\), the \(2\)-form \(\tau=\lambda_1\omega+\lambda_2\phi\) is symplectic. Since there are no isotropic subspaces of dimension greater than \(2\) in the symplectic vector space \((V,\tau)\), it follows that \(A^*\tau=\lambda_1A^*\omega+\lambda_2A^*\phi\neq 0\) for every linear injective map \(A : W \to V.\) ◻
Let \(\mathcal{C}^+(V)\) denote space of complex structures on \(V\) which are compatible with the orientation, i.e. its points \(J\in \operatorname{End}(V)\) satisfy \(\varepsilon(v_1,Jv_1,v_2,Jv_2)\geq 0\) for all vectors \(v_1,v_2 \in V.\) Moreover let \(G^+_2(\Lambda^2V^*,\wedge_+)\) denote the submanifold of the Grassmannian of oriented \(2\)-planes in \(\Lambda^2V^*\) to whose elements the wedge product restricts to be positive definite. Given a \((2,\! 0)\)-form \(\alpha \in \Lambda^{2,0}V^*\) with respect to some \(J \in \mathcal{C}^+(V)\), let \(\Lambda_J \in G^+_2(\Lambda^2V^*,\wedge_+)\) denote the \(2\)-dimensional linear subspace spanned by \(\operatorname{Re}(\alpha)\), \(\operatorname{Im}(\alpha)\) and orient \(\Lambda_J\) by declaring \(\operatorname{Re}(\alpha),\operatorname{Im}(\alpha)\) to be positively oriented. Clearly \(\Lambda_J\) and its orientation are independent of the chosen \((2,\! 0)\)-form \(\alpha\) and one thus obtains a map \(\psi : \mathcal{C}^+(V) \to G^+_2(\Lambda^2V^*,\wedge_+)\) given by \(J \mapsto \Lambda_{J}.\) Note that \(G=\mathrm{GL}^+(V)\) acts smoothly and transitively from the left on \(\mathcal{C}^+(V)\) via \((A,J) \mapsto A^{-1}JA.\) Every element of \(G^+_2(\Lambda^2V^*,\wedge_+)\) admits a positively oriented elliptic conformal basis. It follows with Lemma 2.2 that via pushforward, \(\mathrm{GL}^+(V)\) acts smoothly and transitively from the left on \(G^+_2(\Lambda^2V^*,\wedge_+)\) as well.
Proposition 2.4. The map \(\psi : \mathcal{C}^+(V) \to G^+_2(\Lambda^2V^*,\wedge_+)\), \(J \mapsto \Lambda_J\) is a \(G\)-equivariant diffeomorphism.
Proof. Clearly the map \(\psi\) is \(G\)-equivariant. To prove that \(\psi\) is a diffeomorphism it is sufficient to show that \(G_J=G_{\psi(J)}\) for all \(J \in \mathcal{C}^+(V)\) where \(G_J\) and \(G_{\psi(J)}\) denote the stabiliser subgroups of \(G\) with respect to \(J\) and \(\psi(J)\) respectively. Choose \(J \in \mathcal{C}^+(V)\), then we have \(G_J \subset G_{\psi(J)}.\) Write \[J(v)=-e^2(v)e_1+e^1(v)e_2-e^4(v)e_3+e^3(v)e_4\] for some basis \((e_i)\) of \(V\) and dual basis \((e^i)\) of \(V^*.\) Then \[\omega=e^1\wedge e^3-e^2\wedge e^4=\frac{1}{2}w_{kl}e^k\wedge e^l, \quad \phi=e^1\wedge e^4+e^2\wedge e^3=\frac{1}{2}f_{kl}e^k\wedge e^l\] is a positively oriented conformal basis of \(\Lambda_J.\) Consequently every \(A \in G_{\psi(J)}\) satisfies \(A^*\omega=x\omega+y\phi\) and \(A^*\phi=-y\omega+x\phi,\) for some real numbers \((x,y)\neq 0.\) The matrix representation \(a\) of \(A\) with respect to the basis \((e_i)\) thus satisfies \[a^twa=xw+yf, \quad a^tfa=-yw+xf.\] From this one easily concludes \(awf=wfa\) which is equivalent to \(A\) commuting with \(J.\) ◻
Proposition 2.4 motivates the following:
Definition 2.5. A splitting of a complex structure \(J\) on \(V\) is a pair of lines \(L_1,L_2 \in \mathbb{P}(\Lambda^2V^*)\) such that \(\Lambda_{J}=L_1\oplus L_2.\)
Call two \(4\)-dimensional real vector spaces \(V\), \(V^{\prime}\) equipped with complex structures \(J\), \(J^{\prime}\) and splittings \((L_1,L_2)\), \((L_1^{\prime},L_2^{\prime})\) equivalent, if there exists a complex linear map \(A : V \to V^{\prime}\) such that \(A^*(L_i^{\prime})=L_i\) for \(i=1,2.\)
On \(V=\mathbb{R}^4\) let \(\omega_0=e^1\wedge e^3-e^2\wedge e^4\) and \(\phi_0=e^1\wedge e^4+e^2\wedge e^3\) where \(e^1,\ldots,e^4\) denotes the standard basis of \((\mathbb{R}^4)^*.\) Define \(L_1=\left\{\omega_0\right\}\) and \(L_2=\left\{\alpha \omega_0+\phi_0\right\}\) for some nonnegative real number \(\alpha.\) Orient \(L_1\oplus L_2\) by declaring \(\omega_0,\phi_0\) to be a positively oriented basis and let \(J_0\) be the associated complex structure. Then \(S_\alpha=(L_1,L_2)\) is a splitting of \(J_0.\)
Proposition 2.6. Every pair \((V,J)\) equipped with a splitting \((L_1,L_2)\) is equivalent to \((\mathbb{R}^4,J_0)\) equipped with the splitting \(S_{\alpha}\) for some unique \(\alpha \in \mathbb{R}^+_0.\)
Proof. Let \(L_1=\{\omega\}\) and \(L_2=\{\omega^{\prime}\}\) for some \(2\)-forms \(\omega,\omega^{\prime} \in \Lambda^2 V^*.\) Since the wedge product restricts to be positive definite on \(L_1\oplus L_2\) we have \(\omega\wedge\omega >0\) and there exists a real number \(\alpha\), such that \(\omega^{\prime}=\alpha\omega+\phi\) for some \(2\)-form \(\phi\) satisfying \(\omega\wedge \phi=0\) and \(\phi \wedge \phi>0.\) After possibly rescaling \(\omega^{\prime}\) we can assume that \(\phi\wedge\phi=\omega\wedge\omega\) and that \(\alpha\) is nonnegative. It follows with Lemma 2.2 that there exists a linear map \(A : V \to \mathbb{R}^4\) which identifies \(\omega\) with \(\omega_0\) and \(\phi\) with \(\phi_0\), in particular \(A\) is complex linear. To prove uniqueness of \(\alpha\) suppose \(A : \mathbb{R}^4 \to \mathbb{R}^4\) satisfies \(A^*\omega_0=x\omega_0\) and \(A^*(\alpha \omega_0+\phi_0)=y\left(\beta\omega_0+\phi_0\right)\) for some real numbers \(x,y\neq 0\) and some nonnegative real numbers \(\alpha,\beta.\) Then \(A^*\left(\omega_0\wedge\omega_0\right)=x^2\omega_0\wedge\omega_0\) and consequently \[A^*\left(\omega_0\wedge(\alpha\omega_0+\phi_0)\right)=\alpha x^2\omega_0\wedge\omega_0=xy\beta\omega_0\wedge\omega_0,\] which is equivalent to \(\alpha x = \beta y.\) We also have \[A^*\left((\alpha \omega_0+\phi_0)\wedge (\alpha \omega_0+\phi_0)\right)=x^2(\alpha^2+1)\omega_0\wedge\omega_0=y^2(\beta^2+1)\omega_0\wedge\omega_0,\] which implies \(x^2=y^2\) and thus \(\alpha^2=\beta^2.\) Since \(\alpha,\beta \geq 0\), the claim follows. ◻
For a splitting \((L_1,L_2)\), the unique nonnegative real number \(\alpha\) provided by Proposition 2.6 will be called the degree of the splitting. A splitting of degree \(0\) will be called orthogonal.
Let \(X\) be a smooth \(4\)-manifold and \(\mathfrak{J}\) be an almost complex structure with associated rank \(2\) vector bundle \(\Lambda_\mathfrak{J}\subset \Lambda^2TX^*\) whose fibre at \(p \in X\) is the linear subspace \(\Lambda_{\mathfrak{J}_p}\subset \Lambda^2T_pX^*\) associated to \(\mathfrak{J}_p : T_pX \to T_pX.\) A splitting of \(\mathfrak{J}\) consists of a pair of smooth line bundles \(L_1,L_2 \subset \Lambda^2TX^*\) so that \(\Lambda_\mathfrak{J}=L_1\oplus L_2.\)
A CR-structure on a \(3\)-manifold \(M\) consists of a rank \(2\) subbundle \(D\subset TM\) and a vector bundle endomorphism \(I : D \to D\) which satisfies \(I^2=-\mathrm{Id}_D.\) A CR-structure \((D,I)\) is called nondegenerate if \(D\) is nowhere integrable, i.e. a contact plane field. A closely related notion is that of a path geometry (see for instance [7] for a motivation of the following definition). A path geometry on a \(3\)-manifold \(M\) consists of a pair of line subbundles \((P_1,P_2)\) of \(TM\) which span a contact plane field. A CR-structure \((D,I)\) and a path geometry \((P_1,P_2)\) on \(M\) will be called compatible if \(D=P_1\oplus P_2\) and \(I(P_1)=P_2.\)
Let \((L_1,L_2)\) be a splitting of the almost complex structure \(\mathfrak{J}\) on \(X\) and \((\omega,\phi)\) a pair of \(2\)-forms defined on some open subset \(\tilde{U} \subset X\) which span \((L_1,L_2).\) Then the pair \((\omega,\phi)\) is elliptic, i.e. \((\omega_p,\phi_p)\) is elliptic for every point \(p\in \tilde{U}.\) Suppose \(M \subset X\) is a hypersurface. Then Lemma 2.3 implies that the \(2\)-forms \((\omega,\phi)\) remain linearly independent when pulled back to \(M \cap \tilde{U}.\) This is useful because of the following:
Lemma 3.1. Let \(\beta_1,\beta_2\) be smooth linearly independent \(2\)-forms on a \(3\)-manifold \(M.\) Then there exists a local coframing \(\eta=(\eta^1,\eta^2,\eta^3)^t\) of \(M\) such that \(\beta_1=\eta_2\wedge\eta_1\) and \(\beta_2=\eta_2\wedge\eta_3.\)
Recall that a (local) coframing on \(M\) consists of three smooth linearly independent \(1\)-forms defined on (some proper open subset of) \(M.\)
Proof of Lemma 3.1. Let \(x : U \to \mathbb{E}^3\) be local coordinates on \(M\) with respect to which \(\beta_1\vert_U=b_{1}\cdot \star \mathrm{d}x\) and \(\beta_2\vert_U=b_2\cdot\star \mathrm{d}x\) for some smooth \(b_i : U \to \mathbb{R}^3\) where \(\star\) denotes the Hodge-star of Euclidean space \(\mathbb{E}^3.\) Define \(e=\left(b_1\times b_2\right)/\vert b_1\times b_2\vert : U \to \mathbb{R}^3\) and \[\eta_1=\left(b_1\times e\right)\cdot \mathrm{d}x,\quad \eta_2=e\cdot \mathrm{d}x, \quad \eta_3=\left(b_2\times e\right)\cdot \mathrm{d}x,\] then \((\eta^1,\eta^2,\eta^3)\) have the desired properties. ◻
A local coframing of \(M\) obtained via Lemma 3.1 and some (local) choice of \(2\)-forms \((\omega,\phi)\) spanning \((L_1,L_2)\) will be called adapted to the structure induced by the splitting \((L_1,L_2).\) Independent of the particular adapted local coframings are the line subbundles \(P_1\) and \(P_2\) of \(TM\), locally defined by \[P_1=\left\{\eta_1,\eta_2\right\}^{\perp}, \quad P_2=\left\{\eta_2,\eta_3\right\}^{\perp}.\] Call a hypersurface \(M\subset X\) nondegenerate if \(D=P_1\oplus P_2\) is a contact plane field. Summarising, we have shown:
Proposition 3.2. A nondegenerate hypersurface \(M\subset X\) inherits a path geometry from the splitting \((L_1,L_2).\)
Remark 3.3. Fixing a \((2,\! 0)\)-form on \(X\) allows to define a coframing on a hypersurface \(M\subset X.\) For the construction of the coframing and its properties, see [4].
We conclude by using the Cartan-Kähler theorem to show that locally every real analytic path geometry is induced by an embedding into \(\mathbb{C}^2\) equipped with the splitting \((\left\{\omega_0\right\},\left\{\phi_0\right\}).\) Here \(\omega_0=\operatorname{Re}(\mathrm{d}z^1\wedge \mathrm{d}z^2)\) and \(\phi_0=\operatorname{Im}(\mathrm{d}z^1 \wedge \mathrm{d}z^2)\) where \(z=(z^1,z^2)\) are standard coordinates on \(\mathbb{C}^2.\) Writing \(z^1=x^1+\mathrm{i}x^2\) and \(z^2=x^3+\mathrm{i}x^4\) for standard coordinates \(x=(x^i)\) on \(\mathbb{R}^4\), we have \[\omega_0=\mathrm{d}x^1\wedge \mathrm{d}x^3 -\mathrm{d}x^2\wedge \mathrm{d}x^4, \quad \phi_0=\mathrm{d}x^1\wedge \mathrm{d}x^4+\mathrm{d}x^2\wedge \mathrm{d}x^3.\] In [5], as an application of his method of equivalence, Cartan has shown how to associate a Cartan geometry to every path geometry.
Definition 3.4. Let \(G\) be a Lie group and \(H\subset G\) a Lie subgroup with Lie algebras \(\mathfrak{h}\subset \mathfrak{g}.\) A Cartan geometry of type \((G,\! H)\) on a manifold \(M\) consists of a right principal \(H\)-bundle \(\pi : B \to M\) together with a \(1\)-form \(\theta\in\mathcal{A}^1(B,\mathfrak{g})\) which satisfies the following conditions:
\(\theta_b : T_b B \to \mathfrak{g}\) is an isomorphism for every \(b \in B\),
\(\theta(X_v)=v\) for every fundamental vector field \(X_v\), \(v \in \mathfrak{h}\),
\((R_h)^{*}\theta=\operatorname{\textrm{Ad}}_\mathfrak{g}(h^{-1})\circ\theta.\)
Here \(\operatorname{\textrm{Ad}}_\mathfrak{g}\) denotes the adjoint representation of \(G.\) The \(1\)-form \(\theta\) is called the Cartan connection of the Cartan geometry \((\pi : B\to M,\theta).\)
Denote by \(H\subset \mathrm{SL}(3,\mathbb{R})\) the Lie subgroup of upper triangular matrices. In modern language Cartan’s result is as follows (for a proof see [3, 7]):
Theorem 3.5 (Cartan). Given a path geometry \((M,P_1,P_2)\), then there exists a Cartan geometry \((\pi : B \to M,\theta)\) of type \((\mathrm{SL}(3,\mathbb{R}),\! H)\) which has the following properties: Writing \[\theta=\left(\begin{array}{ccc}\theta^0_0 & \theta^0_1 & \theta^0_2 \\ \theta^1_0 & \theta^1_1 & \theta^1_2 \\ \theta^2_0 & \theta^2_1 & \theta^2_2\end{array}\right),\]
for any section \(\sigma : M \to B\), the \(1\)-form \(\phi=\sigma^*\theta\) satisfies \(P_1=\left\{\phi^2_1,\phi^2_0\right\}^{\perp}\) and \(P_2=\left\{\phi^1_0,\phi^2_0\right\}^{\perp}.\) Moreover \(\phi^1_0\wedge\phi^2_0\wedge\phi^2_1\) is a volume form on \(M.\)
The curvature \(2\)-form \(\Theta=\mathrm{d}\theta+\theta\wedge\theta\) satisfies \[ \Theta=\left(\begin{array}{ccc} 0 & \mathcal{W}_1\, \theta^1_0\wedge\theta^2_0 & (\mathcal{W}_2\theta^1_0+\mathcal{F}_2\theta^2_1)\wedge\theta^2_0 \\ 0 & 0 & \mathcal{F}_1\, \theta^2_1 \wedge \theta^2_0 \\ 0 & 0 &0\end{array}\right)\](3.1) for some smooth functions \(\mathcal{W}_1, \mathcal{W}_2, \mathcal{F}_1, \mathcal{F}_2 : B \to \mathbb{R}.\)
Using this result and the Cartan-Kähler theorem we obtain local embeddability in the real analytic category:
Theorem 3.6. Let \((M,P_1,P_2)\) be a real analytic path geometry. Then for every point \(p \in M\) there exists a \(p\)-neighbourhood \(U_p \subset M\) and a real analytic embedding \(\varphi : U_p \to \mathbb{C}^2\) such that the path geometry induced by the splitting \((\left\{\omega_0\right\},\left\{\phi_0\right\})\) is \((P_1,P_2)\) on \(U_p.\)
Proof. Let \((\pi : B \to M,\theta)\) denote the Cartan geometry of the path geometry \((M,P_1,P_2).\) On \(N=B\times\mathbb{R}^4\) consider the exterior differential system with independence condition \((\mathcal{I},\zeta)\) where \(\zeta=\zeta^1\wedge\zeta^2\wedge\zeta^3\) with \(\zeta^1=\theta^1_0,\zeta^2=\theta^2_0,\zeta^3=\theta^2_1\) and the differential ideal \(\mathcal{I}\) is generated by the two \(2\)-forms \[\chi_1=\theta^2_0\wedge\theta^1_0-\omega_0, \quad \chi_2=\theta^2_0\wedge\theta^2_1-\phi_0.\] The dual vector fields to the coframing (\(\theta^i_k,\mathrm{d}x^l)\) of \(N\) will be denoted by \((T^i_k,\partial_{x^l}).\) Let \(G_k(TN) \to N\) be the Grassmann bundle of \(k\)-planes on \(N\) and \(G_3(TN,\zeta)=\left\{E \in G_3(TN) \,\vert \zeta_E \neq 0 \right\}\) where \(\zeta_E\) denotes the restriction of \(\zeta\) to the \(3\)-plane \(E.\) Let \(V^k(\mathcal{I})\) denote the set of \(k\)-dimensional integral elements of \(\mathcal{I}\), i.e. those \(E \in G_k(TN)\) for which \(\beta_E=0\) for every form \(\beta \in \mathcal{I}^k=\mathcal{I}\cap \mathcal{A}^k(N).\) The flag of integral elements \(F=\left(E^0,E^1,E^2,E^3\right)\) of \(\mathcal{I}\) given by \(E^{0}=\{0\}, \;E^1=\{v_1\},\;E^2=\{v_1,v_2\},\;E^3=\{v_1,v_2,v_3\}\) where \[\begin{aligned} v_1&=T^1_0+T^2_0+T^2_1+\partial_{x^4},\\ v_2&=T^0_0+T^1_0-T^2_1+\partial_{x^1}+\partial_{x^2},\\ v_3&=T^1_1-T^2_1+\partial_{x^1}, \end{aligned}\] has Cartan characters \((s_0,s_1,s_2,s_3)=(0,2,4,3).\) Therefore, by Cartan’s test, \(V^3(\mathcal{I})\) has codimension at least \(8\) at \(E^3.\) However the forms of \(\mathcal{I}^3\) which impose independent conditions on the elements of \(G_3(TN,\zeta)\) are the eight \(3\)-forms \(\mathrm{d}\chi_i, \chi_i\wedge\zeta^k, i=1,2\), \(k=1,2,3\). It follows that \(V^3(\mathcal{I}) \cap G_3(TN,\zeta)\) has codimension \(8\) in \(G_3(TN).\) Moreover computations show that \(V^3(\mathcal{I})\cap G_3(TN,\zeta)\) is a smooth submanifold near \(E^3\), thus the flag \(F\) is Kähler regular and therefore the ideal \(\mathcal{I}\) is involutive. Pick points \(p \in M\) and \(q=(b,0) \in N\) with \(\pi(b)=p.\) By the Cartan-Kähler theorem there exists a \(3\)-dimensional integral manifold \(\bar{\psi}=(\bar{s},\bar{\varphi}):\Sigma\to B\times\mathbb{R}^4\) of \((\mathcal{I},\zeta)\) passing through \(q\) and having tangent space \(E^3\) at \(q.\) Every volume form on \(M\) pulls back under \(\pi\) to a nowhere vanishing multiple of \(\zeta.\) Since \(\bar{\phi}^*\zeta=\bar{s}^*\zeta\neq 0\), \(\pi \circ \bar{s}: \Sigma \to M\) is a local diffeomorphism. Therefore \(p \in M\) has a neighbourhood \(U_p\) on which there exists a real analytic immersion \(\psi=(s,\varphi) : U_p \to B\times \mathbb{R}^4\) such that the pair \((\psi,U_p)\) is an integral manifold of the EDS \((N,\mathcal{I},\zeta)\) and \(s\) a local section of \(\pi : B \to M.\) After possibly shrinking \(U_p\) we can assume that \(\varphi\) is an embedding. Since by construction \(\varphi^*(\omega_0+\mathrm{i}\phi_0)=s^*(\theta^2_0\wedge(\theta^1_0+i\theta^2_1))\), it follows that the path geometry induced by \(\varphi\) is \((P_1,P_2)\) on \(U_p.\) ◻
Remark 3.7. Every nondegenerate hypersurface \(M \subset \mathbb{C}^2\) also inherits a CR-structure \((D,I)\) from the complex structure \(J\) on \(\mathbb{C}^2\): For every \(p \in M\) define \(D_p\) to be the largest \(J_p\)-invariant subspace of \(T_pM\) and \(I_p\) to be the restriction of \(J_p\) to \(D_p.\) Then \((D,I)\) is easily seen to be compatible with the path geometry induced on \(M\) by \((\left\{\omega_0\right\},\left\{\phi_0\right\}).\)
Using this remark and Theorem 3.6 we get the well-known:
Corollary 3.8. Let \((D,I)\) be a nondegenerate real analytic CR-structure on a \(3\)-manifold \(M.\) Then for every point \(p \in M\) there exists a \(p\)-neighbourhood \(U_p\) and a real analytic embedding \(\varphi : U_p \to \mathbb{C}^2\), such that \((D,I)\) is the CR-structure on \(U_p\) induced by the embedding \(\varphi.\)
Proof. Pick a line bundle \(P_2 \subset D\), define \(P_1=I(P_2)\) and apply Theorem 3.6. ◻
Remark 3.9. Corollary 3.8 also holds without the nondegeneracy assumption and in higher dimensions [1]. In [9], Nirenberg has constructed a smooth nondegenerate \(3\)-dimensional CR-structure which is not induced by an embedding into \(\mathbb{C}^2.\) It follows that the real analyticity assumption in Theorem 3.6 is necessary.